Our People
It is Our Mission to protect and enhance our client’s financial well-being. It is Our Tradition to build a bright, highly professional team that is dedicated to sound financial judgment, strong family values and the ability to daily care for our clients, our staff, our families, and our community.

Theresa Brock, AIF®
Vice President, Investments

Fermin Padilla
Vice President, Investments

Dana M. Capozzella
Compliance Officer/
Operations Manager

Scott Rethi, CSSCS
Registered Sales Associate/
Marketing Coordinator

Nathaniel Utter
Office Assistant/
Sales Associate