Scott Rethi

Chief Compliance Officer / Operations

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In this dual role, Scott oversees the firm’s comprehensive compliance program and streamlines operational efficiencies to ensure adherence to regulatory standards and support the firm’s continued growth. He has been with Cascade Investment Group since 2015.

Scott and his family have lived in Colorado Springs since 2015. He has served on the Ruth Washburn Cooperative Nursery School Board of Governors as Treasurer. Scott received his B.S. from the Indiana University of Pennsylvania.

Scott holds the Certified in Social Security Claiming Strategies (CSSCS) designation.

Professional Licenses:

• Series 7 licensed as Full Registration/General Securities Representative by the Financial Industry Regulatory Authority (FINRA)
• Series 66 licensed as Uniform Combined State Law Examination by the Financial Industry Regulatory Authority (FINRA)
• Series 24 licensed as General Securities Principal by the Financial Industry Regulatory Authority (FINRA)