Vice President, Investments
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Fermin Padilla is an experienced financial adviser and broker who has worked extensively in the areas of retirement planning, portfolio management, estate planning and risk management. Fermin specializes in working with corporate executives and high net worth individuals.
He is a 23-year resident of Colorado. He enjoys pro sports; the Avalanche and Broncos. He is a member of Christie’s Auction House of New York City. Fermin is a graduate of Colorado State University Pueblo with a degree in Accounting. Fermin was previously associated with UBS where he assisted clients with their restricted stock and options platforms for the major corporate plans of Intel, Texas Instruments and Safeway. Fermin worked in corporate finance planning for 15 years for Safeway Incorporated in Pleasanton, California where he was responsible for billion-dollar budgets.
Professional Licenses:
- Series 7 licensed as Full Registration/General Securities Representative by the Financial Industry Regulatory Authority (FINRA)
- Series 63 licensed as Uniform Securities Agent by the Financial Industry Regulatory Authority (FINRA)
- Series 65 licensed as Uniform Investment Advisor by the Financial Industry Regulatory Authority (FINRA)
- Insurance license for Accident and Health, Life and Variable Products